Self-regulatory organizations

Results: 6954



#Item
191Financial system / Chicago Board Options Exchange / Options Clearing Corporation / Option / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 12, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-05-12 17:07:22
192Finance / Stock market / Floor broker / Order / Short / Futures contract / Investment broker / MT4 ECN Bridge / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 11, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-05-12 10:41:14
193Finance / Commodity Futures Trading Commission / Options Clearing Corporation / Futures contract / Commodity Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Financial system / Confédération Fiscale Européenne

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CFEMay 21, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Audit Trail

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Source URL: www.sec.gov

Language: English - Date: 2015-05-21 14:44:02
194Funds / Exchange-traded funds / International Securities Exchange / Commodities market / ETF Securities / Australian Securities Exchange / Financial economics / Investment / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 29, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Pro

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Source URL: www.sec.gov

Language: English - Date: 2015-04-29 19:47:56
195Finance / Depository Trust & Clearing Corporation / Settlement / Clearing / Net settlement / Securities / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-DTCApril 29, 2015 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Ackno

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Source URL: www.sec.gov

Language: English - Date: 2015-04-29 15:08:46
196Stock market / Exchange-traded fund / Funds / Commodities market / Futures contract / Exchange-traded note / Stock market index / Commodity pool / Commodity market / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMay 15, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Lis

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Source URL: www.sec.gov

Language: English - Date: 2015-05-18 10:47:39
197United States Securities and Exchange Commission / Financial regulation / Form 144 / United States / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 14, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Re

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Source URL: www.sec.gov

Language: English - Date: 2015-05-15 08:20:53
198Financial economics / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Law / Short / Finance / Contract / Financial markets / United States securities law / Legal documents

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-C2May 14, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed

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Source URL: www.sec.gov

Language: English - Date: 2015-05-15 08:22:25
199Stock market / Financial markets / Self-regulatory organizations / Municipal Securities Rulemaking Board / Bonds / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Electronic Municipal Market Access / Security / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBMay 22, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Con

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Source URL: www.sec.gov

Language: English - Date: 2015-05-22 15:49:38
200Financial economics / Business / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / NASDAQ / OMX / International Securities Exchange / Self-regulatory organizations / Economy of the United States / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. S7May 8, 2015 Joint Industry Plan; Notice of Filing of Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection,

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Source URL: www.sec.gov

Language: English - Date: 2015-05-11 09:01:58
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